Search for: "Legacy Investment and Management, LLC"
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24 Aug 2021, 7:45 am
” Slip op. at 74 (citing Largo Legacy Group LLC). [read post]
8 Jul 2009, 4:09 pm
Nine fund managers were named for the Legacy Securities Public-Private Investment Program (commonly referred to as "PPIP"), according to today's joint press release by the Treasury Department, the Federal Reserve, and Federal Deposit Insurance Corporation. [read post]
21 Apr 2020, 9:14 am
According to the order, Old Ironsides’ principals had reportedly made the legacy investment when they were managing a portfolio of oil and gas investments for a previous employer (“Legacy Portfolio”). [read post]
8 Jul 2009, 2:39 pm
Each pre-qualified Legacy Securities PPIP fund manager will also invest a minimum of $20 million of firm capital into the PPIF. [read post]
5 Nov 2009, 6:48 pm
RLJ Western Asset Management, LP, is a minority-owned partnership between The RLJ Companies, LLC and Western Asset Management. [read post]
18 Apr 2008, 9:01 pm
The Family Wealth Group, part of Wells Fargo Private Bank, combines superior investment management and risk management capabilities with a broad view of wealth management that includes family enterprise governance and legacy planning. [read post]
13 Jun 2017, 5:00 am
© 2017 Vandenack Weaver LLC For more information, Contact Us SOURCES: http://www.investmentnews.com/article/20170608/FREE/170609941/the-disclosure-401-k-advisers-may-be-missing-under-the-dol-fiduciary? [read post]
17 May 2020, 3:00 pm
Old Ironsides identified it as an early stage “direct drilling investment” over which Old Ironsides haddirect management in partnership with project operators in its legacy portfolio. [read post]
26 Oct 2018, 7:27 am
Morgan Securities LLC Bustamante Family Legacy LLC Daniel Flores Woodbury Financial Services, Inc Princor Financial Services Corporation Jose Giraldo Merrill Lynch, Pierce, Fenner & Smith Inc David Lerner Associates, Inc Joshua Krize Wells Fargo Clearing Services, LLC Country Capital Management Company Francine Lanaia Windsor Street Capital, LP Meyers Associates… [read post]
7 Dec 2009, 10:29 am
The SEC is alleging that Striker was selling the debentures to pay off prior debenture holders and to pay fixed returns to investors who had invested in Legacy oil and gas properties. [read post]
14 Oct 2009, 1:58 am
Department of the Treasury today announced three additional initial closings of Public-Private Investment Funds (PPIFs) established under the Legacy Securities Public-Private Investment Program (PPIP). [read post]
3 Nov 2014, 5:42 am
The tougher part of the custody rule for fund managers is older, legacy funds and parallel funds that are not required to be audited and the investors do not want to pay for an audit. [read post]
18 Jan 2016, 2:05 pm
Generally, the higher the quarterly distribution rate stated in the MLP contract, the higher the management fee. [read post]
6 Sep 2023, 9:20 pm
The REITs reportedly involved in this case did not have their own employees but were managed externally by Legacy Hospitality II LLC and Legendary Capital REIT III LLC. [read post]
29 Mar 2010, 2:49 am
Mallon P.C. is a San Francisco based law firm focused on the investment management industry. [read post]
28 Aug 2018, 11:30 am
Craft Capital Management LLC David Rodgers Allstate Financial Services, LLC Rodgers Capital Management Michael Sekusky Jimmy Tran J.P. [read post]
8 May 2012, 2:30 pm
MICG Investment Management LLC Mission Securities Corp MMR, Inc. [read post]
‘Hibernation’ Approach Recommended by Mercer to Wait Out High Demand for DB Plan Derisking Transfers
17 Jul 2018, 2:00 am
Hibernation investing has some similarities to liability-driven investing (LDI) by pension plans but is often viewed as more complex. [read post]
‘Hibernation’ Approach Recommended by Mercer to Wait Out High Demand for DB Plan Derisking Transfers
17 Jul 2018, 2:00 am
Hibernation investing has some similarities to liability-driven investing (LDI) by pension plans but is often viewed as more complex. [read post]
30 Jan 2019, 1:06 pm
According to FINRA Disciplinary actions for January 2019, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Balas, Tami SCF Securities, Inc Klopp Agency Bustamante, Ricardo JP Morgan Securities LLC Bustamante Family Legacy, LLC … [read post]
